Broker fraud lawyer stockbroker
Our securities fraud attorneys and staff have more than years of combined experience in the securities industry and in securities law. Several of our firm's attorneys served as a vice president or as compliance officers of one or more major brokerage firms. Our experienced team is devoted to assisting institutional and individual investors nationwide to recover losses caused by the inappropriate actions of investment advisors and their firms. We offer a free consultation to those who contact us through our Website.
We have extensive experience representing investors outside the United States with claims against U. Yet, property invested, any losses would have been small. Many investors' lives were destroyed because brokerage firms lied to their clients and brokers or other misconduct or negligence by the firm or broker. It is wrong when life savings are lost through unsuitable high risk stocks, options, mutual funds - or even annuities or bonds!
Margin borrowing often made the losses even greater. Some brokers and firms now blame investors for their own losses. Don't be fooled by these tactics!
Investment Fraud Attorney | Stockbroker & Securities Law | Albany, NY
If you feel you may be a victim of Wall Street fraud or negligence contact our securities lawyers for a free consultation.
Learn more about common forms of broker misconduct. There are regulations and laws written to protect investors.
Institutional Investment Fraud Attorney - Securities Fraud Lawyer - SSEK Partners Group
Securities regulators "police" the securities industry and issue fines and suspensions. To recover their losses investors must file claims for recovery. Statistics demonstrate that they are far more likely to recover if they are represented by experienced securities fraud lawyers.
Since investors sign account documents at brokerage firms which almost always contain binding arbitration clauses, most claims against brokerage firms must be resolved in securities arbitration instead of court.
Learn more about securities arbitration.
Our primary goal is to represent investors who have lost their savings and retirement when their brokerage accounts were mishandled. Our securities fraud attorneys have represented thousands of clients nationwide who were victims of misrepresentations, commission churning, unsuitable investments, unauthorized transactions, execution failures, excessive mark-ups, disappearing funds, botched transfers, web-broker outages, "selling away" from firms, unregistered brokers, unregistered securities, improper margin liquidations, broker bribes, fraudulent research, "boiler room" sales practices and other wrongful acts.
Those cases were concerning stocks, bonds, "penny" stocks, "junk" bonds, options, warrants, commodities, mutual funds, REIT's, limited partnerships, derivative securities and other investments. We have also handled other types of cases for investors and minority shareholders. More about our firm. Check out your stockbroker from our list of recent NASD enforcement actions.
Click here to learn why the SEC doesn't help defrauded investors and why you need to hire a securities lawyer to help you recover your losses.
Click here to learn about common mistakes that investors make when interacting with brokers after they suspect something is wrong. Click here if you want to know how retirees are targets for unethical money managers.
Here is some information about annuities , a prime investment product sold by stockbrokers in recent years partly because of the large commissions the sales generate. Securities Fraud Attorney - Stockbroker Fraud Lawyer - Investment Fraud Attorney - Serving the USA - Texas, California, New York, Florida, Arizona. Home About Us Our Attorneys William S. Kantas Ryan Cook Tanya C. Edwards David Miller Luis J. Nationwide Securities Fraud - Stockbroker Fraud - Investment Fraud Attorney Our securities fraud attorneys and staff have more than years of combined experience in the securities industry and in securities law.
What is Broker Fraud?
Securities Fraud Attorneys Our primary goal is to represent investors who have lost their savings and retirement when their brokerage accounts were mishandled. Location of arbitrations by state.
Contact Us Free consultation Name Required Email Required Phone Required. Current Investigations SSEK Investigating Claims Involving Jeff Wilson and Wells Fargo SSEK Investigating Claims Involving optionsXpress, Inc.
Precious Metal Investments Strategic Return Notes Mark Hotton and Oppenheimer UBS Willow Fund, L. Cases Bank of America - Bryn Mawr CLO II Ltd. Bank of America Corp.
MF Global Holdings LTD Cases: MF Global Holdings LTD recently filed for bankruptcy David Lerner Associates was the sole underwriter Elder abuse or exploitation of the elderly D - Offerings are offerings Investors seeking preservation of capital were told Mortgage Backed Securities MBS And Collateralized Debt Obligation Cases CDO: Individual and institutional investors alike have lost These investments were marketed and sold to investors High yield bonds are those that are rated below investment grade Free Consultation Click Here.
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Los Angeles Stock Broker Fraud Attorney | Investment Fraud Lawyer
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